Eversheds Sutherland Cybersecurity and Privacy Insights Blog
content top

A week of “firsts” in cryptocurrency prosecution

On September 11, 2018, a number of “firsts” occurred in the prosecution of cryptocurrency-related activities at the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and federal district court that will likely become the norm going forward. The SEC announced its first enforcement action for an investment company registration violation...

Is Your Firm Cyber Secure?

Eversheds Sutherland Partner Brian Rubin is quoted in this Financial Advisor article regarding the US Securities and Exchange Commission’s creation of its Cyber Unit and how broker-dealers and investment advisors should be on high alert. “I’m aware of exams that are going on by both the SEC and FINRA, and I think it’s just a matter of time before enforcement referrals are made,” said...

Eversheds Sutherland Partner Brian Rubin Selected to Serve in National Society of Compliance Professionals Leadership Role

Eversheds Sutherland is pleased to announce that Partner Brian L. Rubin has been selected to join the National Society of Compliance Professionals (NSCP) Board of Directors. A longtime member of the NSCP and a frequent writer for its premier journal, NSCP Currents, the organization recently confirmed Mr. Rubin’s appointment by a unanimous vote. More than 2,000 financial service...

Regulators’ Cybersecurity Crackdown Already in Full Swing. Are Firms Ready?

Eversheds Sutherland’s legal alert, SEC and States Are Upping Their Cyber Game, Are You Doing the Same?, is mentioned in this Financial Advisor article. “I’m aware of exams that are going on by both the SEC and FINRA, and I think it’s just a matter of time before enforcement referrals are made,” said Brian Rubin, partner and co-author of the legal...

EU-U.S. Privacy Shield – Full Text Released

On February 29, 2016, the European Commission released the text of the EU-U.S. Privacy Shield. The text reveals the details of a new framework that will place stronger obligations on U.S. companies to protect the personal data of EU citizens. It will also involve heightened compliance requirements and authorizes enforcement measures by the U.S. Department of Commerce (Commerce) and the...

« Older Entries