Regulators’ Cybersecurity Crackdown Already in Full Swing. Are Firms Ready?
Eversheds Sutherland’s legal alert, SEC and States Are Upping Their Cyber Game, Are You Doing the Same?, is mentioned in this Financial Advisor article.
“I’m aware of exams that are going on by both the SEC and FINRA, and I think it’s just a matter of time before enforcement referrals are made,” said Brian Rubin, partner and co-author of the legal alert.